Bangkok, Thailand
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Listing record updated: October 23, 2026. We archive records after 60 days without an update. This date does not confirm that the employer is still hiring.
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The role supports the Head of Compliance in developing and implementing a regulatory framework for second-line compliance responsibilities and helping the company meet its regulatory and licensing obligations. It serves as the key liaison with the Securities and Exchange Commission, manages regulatory relationships, and advises business units.
The successful candidate will monitor regulatory changes, communicate new requirements, provide ongoing compliance and regulatory advice, and handle assigned tasks, projects, and reviews. The position requires at least five years of relevant compliance, regulatory, legal, audit, or advisory experience, a degree in Law, Finance, Accounting, Economics, Business Administration, or a closely related field, and knowledge of SEC requirements and asset management. Effective communication in English and Thai is required.
Strong knowledge of securities business processes or asset management business processes.
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