กำกับการปฏิบัติตามกฎหมายฯ

The role supports the Head of Compliance in developing and implementing a regulatory framework for second-line compliance responsibilities and helping the company meet its regulatory and licensing obligations. It serves as the key liaison with the Securities and Exchange Commission, manages regulatory relationships, and advises business units.

The successful candidate will monitor regulatory changes, communicate new requirements, provide ongoing compliance and regulatory advice, and handle assigned tasks, projects, and reviews. The position requires at least five years of relevant compliance, regulatory, legal, audit, or advisory experience, a degree in Law, Finance, Accounting, Economics, Business Administration, or a closely related field, and knowledge of SEC requirements and asset management. Effective communication in English and Thai is required.

• Support the Head of Compliance in developing and implementing a second-line regulatory compliance framework
• Liaise with the Securities and Exchange Commission and advise business units
• Monitor regulatory changes and disseminate updates to business units
• Provide ongoing compliance and regulatory advice on existing and new SEC requirements
• Complete assigned tasks, projects, and reviews

• Degree in Law, Finance, Accounting, Economics, Business Administration, or a closely related professional field
• Previous experience with SEC regulations and related requirements
• Good knowledge of asset management business
• Strong analytical, problem-solving, attention-to-detail, and regulatory advocacy skills
• Effective written and oral communication in English and Thai