Institution Settlement

The Institution Settlement role sits within the Operations Department of Kiatnakin Phatra Securities, providing middle to back office support for institutional clients. The position reports to the Head of Cash & Settlement team and handles trade processing, confirmation and settlement for stock borrowing, portfolio swap, onshore SET equity products, and offshore/global investment products, as well as cash and securities movements, collateral handling, regulatory reporting, and process improvements.

Candidates need a Bachelor's or Master's degree in a business-related field and 1-3 years of back office or operations experience in equity, global investment, or custodian/securities. The role requires good written and spoken English, strong administrative skills, the ability to work under pressure, sound judgement, and a service-minded team player attitude.

Handle all trades processing, confirmation and settlement of stock borrowing (SBL), portfolio swap, onshore equity products listed in SET and offshore equity product

Handle securities settlement functions, Money Market Settlement, cash receipt and payment of securities trading settlement including tracking market error, trade approval, fail settlement and handling overdue settlements

Handle cash collateral deposit, transfer and withdrawal as well as monitor cash movement transaction in order to prevent money laundering activities

Handle securities deposit, transfer and withdrawal both physical scrip and scripless

Handle trade allocation and trade error approval; provide regulatory reports or any reports as per audit request and client request; identify and implement process improvements while working with IT team for system development and enhancement; handle new business product and new project related to Institutional Client Settlement

Bachelor's or Master's degree in Business Administration, Finance, Accounting, Economics or other business related field

1-3 years of experience in the back office and operations area in equity, global investment business or background in custodian, preferably in securities is an advantage

Good command of written and spoken English

Pleasant personality with service mind, energetic, enthusiastic and a good team player

Highly competent in administrative tasks; able to work under pressure and work proactively with can do attitude; must possess good judgement, logical thinking and ability to multi-task